In Search of Excellence — but Y’Aint Gonna Find It in Government!
Government performs a wide range of absolutely essential services, and many public servants work very hard. However, that alone does not an excellent organization make.
At least in the back-office side of things — if not always the front service counters everyone in the public interacts with — I see people putting in long hours and pushing hard to meet tight deadlines. I hear the folks out in British Columbia aren’t quite so industrious, but at least from what I’ve seen in the Ontario Public Service and from my interactions with folks in Ontario municipalities, people in government work hard. However, excellence is not just about effort expended. It’s about how an organization is structured and how it is built and how it is designed in its very core — down to its genetic code, if you will.
Tom Peters wrote the book In Search of Excellence back in 1988. Sure, that’s over 20 years ago, but the key findings and conclusions still hold:
- Create a “bias for action” by allowing a vast network of informal, open communications.
- Support autonomy & entrepreneurship — tolerate & encourage failure.
- Be value-driven, with a well-defined set of guiding beliefs.
- Stay lean, and keep rules & procedures as simple as possible.
- Allow maximum individual freedom while setting a firm central direction.
These are foundational principles for agile, responsive, innovative, and aggressively-competitive companies. These are also principles you will not find in government. In our democratic society, it’s because of the fundamental nature of politicians and the voting public.
Elected governments and the bureaucracy that support them are incredibly risk-averse. In direct contrast to General Patton’s military maxim, “A good plan violently executed now is better than a perfect plan executed next week”, government operates with the belief, “A decent plan that upsets as few people as possible executed sometime in the future is better than a better plan executed now.” Taken to its extreme, it’s really about “Better to do nothing than to do the wrong thing.”
There are rules and procedures galore, and untold levels of sign-offs and authorization required for most activities. The catchword in these hallways is “accountability”, which in practical terms means you need to have everyone above you agree that what you want to do is a good idea. Technically that’s not true — there are delegated levels of authority in terms of financial expenditure and scope of action — but in practice I find that things have to flow pretty high up before they get okay’d.
You have undoubtedly heard the motto, “Better to seek forgiveness afterwards than to seek permission beforehand.” I believe it to be a good rule of thumb, but unfortunately, government doesn’t work this way. Why? Because the voting public doesn’t think this way.
Politicians are not allowed to make mistakes. If a politician makes a mistake — even an honest one, in an effort to make a real difference, he or she will either be ousted from office or just not get re-elected next time. The voting public is a tough, unforgiving, and not-entirely-sensible boss. This risk aversion amongst the politicians inevitably colors the culture and thinking in the bureaucracy underneath that supports them and that actually does the work.
Everything is done to prevent, as far as humanly possible, the very idea of making a mistake or upsetting people. Communication is formal. Failure is not tolerated. Guidance comes from rules and directives, not from an embedded set of guiding beliefs. Procedures are comprehensive and prescriptive. Individual freedom is, in many respects, curtailed at least subtly.
Being a leader, taking the initiative, and being agile and responsive means you will make mistakes. That’s part of the game, that’s just how it works. You can’t learn and you can’t truly lead at the forefront without making mistakes every now and then. In fact, if you ask Thomas Edison or 3M, it’s about making as many mistakes as you can, as cheaply as you can, that leads one to the discoveries that make groundshaking differences. Excellence is built on a foundation of innumerable mistakes and failures — sure, small mistakes, but mistakes and failures nonethless.
The voting public will not allow this. Therefore, the leadership in government will not allow this. Therefore, government cannot and will not incorporate the elements that Tom Peters cites as the building blocks of excellence. If you’re searching for excellence, you ain’t gonna find it in government. It’s unfortunate, it’s a waste of your tax dollars, it’s a waste of lives, health, and ecological vitality, but it is what we the voting public have created by the way we guide government through our outcries and, ultimately, our votes.
By Ray, 2010/06/08 @ 00:00
Hi Len,
Yep the Parent & Children is only an analogy to explain it in lay-man’s terms. I do agree that the gov’t does have to preserve the expectation of not having mistakes since the public is who they serve and also who give them crap for mistakes. The public are like children who look up to parents and if they don’t do what they want, the kids will cry
I do agree that a real corporation has the flexibility to perform faster and develop ideas quicker with or without the risk of penalty to their customers. However the gov’t doesn’t have that ability. But I’m pretty sure they can perform in house R&D or trials to iron out the bugs and to perfect any mistakes they find! However its probably on a smaller or trial basis. I’m pretty sure they must develop some ideas before rolling it out. Bureaucracy is good if its meant to correct or avoid potential problems, however too much does stifle innovation. I think innovation & bureaucracy must go hand in hand to not fall behind. If you don’t have innovation, all you have is bureaucracy and nothing but policy then you’ve got a gov’t that won’t do much but police people with out dated policy.
Thanks for the nice write up!
By Leonard Chu, 2010/06/07 @ 08:47
Thanks for the feedback, Ray!
I think you’re nicer to the government and the bureaucracy than I am, though. I don’t think it’s a matter of “parental concern” that leads to government’s intense risk averseness. It’s a matter of personal self-preservation by the political heads of government and the fact that the voting public will not allow a government or officials to make mistakes.
Trying to avoid any and all mistakes is not the way to high-performance. Mistakes don’t need to be big — in fact, the objective is to make your mistakes small and fast, learn from them and adjust. But mistakes of any size, except for mistakes of inaction, are terrifying to the bureaucracy.
Governing isn’t easy. It never will be. However, I think our governments and the public services that do the work are hamstrung by a public expectation and internal culture that don’t tolerate mistakes of any degree.
In any case, I’m glad you found the post useful, Ray!
By Ray, 2010/06/06 @ 22:01
Nice comment and capturing the goals of the book. You are right about your explanation of how small, medium or large companies stay lean and adaptable, but probably since its a corporation that makes money. From my experience and and I think, that the gov’t is like a ‘parent’ and that they can’t make ‘mistakes’ or else they hurt their ‘kids’. Also procedures have to be followed to avoid any errors that the staff could make. The hard part is having the research or innovation to develop the procedures. I can understand that if a mistake is made it could cost tax payers lots of money.
You’ve got a great analysis!